Our client is looking to recruit a Senior Administrator to coordinate the reporting and control testing for the department as well as deputising for the named Compliance Officer, Money Laundering Reporting Officer and Money Laundering Compliance Officer.
Implementation and maintenance of the compliance monitoring programme (CMP), which provides the directors with reasonable assurance that key regulatory risks are being adequately managed. This includes monitoring that any related oversight activity is adequately covered by the teams directly responsible for such positions.
Production of board reports re regulatory and compliance matters.
Help with the co-ordination of communications with the JFSC for client entities.
Maintenance of relevant registers for recording breaches, complaints, gifts, training etc.
Provide support in production and upkeep of Fund Client Compliance manuals and business risk assessments.
Review of documents and accounts issued by client entity for compliance with local regulations.
Escalate and report material risk matters to the Compliance Team.
Review advertising materials/fund fact sheets and provide comments/approval where required.
Carry out periodic file reviews.
Practical knowledge of Funds and Securities Services
To hold or be willing to progress towards a Compliance qualification (e.g. International Compliance Diploma
3 years relevant industry experience.
Compliance and/or risk experience
Effective communication and negotiation skill
Excellent writing and reporting skill
Strong client service orientation
Excellent time management skills
The ability to work under pressure
For further information please contact us on 758400